HUME
AND THICK CONNEXIONS
1. Two Approaches
Recently there has been a
pronounced shift in the interpretation of Hume on causation. The previous
weight of opinion took him to be a Positivist, but the new view is that he
is a Sceptical Realist.[1]
I hold no brief for the Positivist view. But I believe it needs replacing by
something slightly different, and that at best it shows an error of taste
to make Sceptical Realism a fundamental factor in the interpretation
of Hume.
Let
us call any concept of one event producing another, or being necessarily a
cause or consequence of another, and which involves something in the events
beyond their merely being kinds of events that regularly occur together, a
ÒthickÓ concept of the dependence of one event on another. Then on the
Positivist account, Hume believes that no thick notion is intelligible. On
the Positivist view there is very little that we can ever understand and
mean by a causal connexion between events. All we can understand and properly
mean by talk of causation is that events fall into certain regular patterns,
and the Positivist interpretation is that Hume offered this as a reductive
definition of causation. This is the famous regularity theory, summed up
in the _philosophical' definition: _an object, followed by another,
and where all the objects similar to the first are followed by objects similar
to the second'.[2] The
Sceptical Realist view denies that Hume offered any such reduction or analysis
of the notion of causation. It takes seriously the many passages in which Hume
appears to allow that we are talking of some thick notion of dependence of one
event on another, going beyond regular succession. It takes it that Hume
acknowledges that there is some such thick relation, even if it will be one
about whose nature and extent we are doomed to ignorance. Hence, in John
Wright's phrase, Sceptical Realism.
At
first sight the difference between Positivism and Sceptical Realism is
reasonably clear, and it is plausible that if these are the two options then
Hume is better seen as tending towards the second. But, as proponents of the
Sceptical Realist interpretation realize, there is one big problem, arising
from Hume's theory of meaning. Sceptical realism seems to demand that we understand
what it would be for one event to depend thickly upon another, even if we are
ignorant of the nature of this relation; Hume seems to insist that we have no
impression, and hence no idea of any such dependence.
The
problem here is a problem for any interpretation, and can be focussed on a contradiction,
to which Hume seems to be committed:
(1) We have no ideas except
those that are preceded by suitably related impressions.
(2) There are no impressions
that are suitably related to the idea of a thick necessary connexion between
distinct events.
(3) We have an idea of a thick
necessary connexion between distinct events.
The
_suitable relation' spoken of includes direct copying, in the case of simple
ideas, and whatever is covered by _compounding' in the case of complex ideas
that are compounded out of simple ones.
The
Positivist interpretation takes Hume to be claiming that when we talk of
causation we only mean something that strips out the thick element of necessity,
and substitutes regular contiguous
succession. So (3) is false. The difficulty is that Hume apparently denies
this:
Shall
we then rest contented with these two relations of contiguity and
succession, as affording a compleat idea of causation? By no means. An object
may be contiguous and prior to another, without being consider'd as its cause.
There is a NECESSARY CONNEXION to be taken into consideration; and that
relation is of much greater importance, than any of the other two above-mentioned.
[3]
The central problem in
interpreting Hume is coping with the contradiction. The Sceptical Realist
strategy is to downplay the importance of the theory of understanding, so that
even if Hume officially said (2), it played a negligible part in his view of
causation.
2. A Doubtful Distinction
How
then does the Sceptical Realist deal with the problem of meaning? Edward Craig
and Galen Strawson draw attention to a distinction that occurs in Hume's
writings.[4] When the theory of ideas threatens our
idea of external existence or _body', it is said that Hume invokes a distinction
between what we can _suppose' and what we can _conceive', the idea being that
we can coherently suppose that there are things of some sort (external objects)
even when strictly we have no idea of what it is that we are supposing. Another
way of putting it is that we can have a _relative' idea of things whose
_specific' difference from other
things we cannot comprehend.
We could say that we have no representative idea of what we talk about,
but a relative or relational idea, locating it by its role. We would talk of a
_something-we-know-not-what' that does something or bears some relation to an
aspect of the world of which we do have an idea. This distinction solves the
contradiction by distinguishing between the terminology of (2) and
(3). Hume thinks we have no representative idea of causation: we have no impression
of it, and in some important sense it remains incomprehensible, and we
cannot represent to ourselves what it is. What we do have however is a relational
idea of it—it is whatever it is that issues in regular successions
of events, or upon which such patterns depend, or whatever forces such regularities.
The negative side is given in (2), but the positive side in (3).
The
texts however give no direct support to this interpretation of Hume. While he
does indeed use both a _relative' versus _specific' distinction and the
possibility of _supposing' what we cannot _conceive', he uses them
very sparingly indeed. In fact he never uses either, nor mentions either in
connexion with causation. He never uses or mentions either in the Enquiry
or in the Dialogues in any context at all. This alone makes them an
unlikely candidates for a central role in understanding his mature
philosophy [5].
But worse, there are warning signs to be noticed when they occur in the Treatise.
There are four occurrences: on pp. 67 -68, p. 188 referring back to it, p. 218,
and p. 241. In none of these cases is Hume actually contrasting a specific
versus a relative idea of any one property or relation, enjoining us that we
can understand a property or object by its relations even if we cannot
understand it by some stricter standard derived from the theory of ideas. On
the contrary, in each context it is the impossibility of conceiving a
_specific difference' between external objects and perceptions that is the
focus of attention. _Specific' qualifies the properties
supposedly differentiating external objects from ideas, and of these
specific qualities we know and understand nothing by any standard at all. Here
are the two major passages with enough surrounding context to matter:
'Now
since nothing is ever present to the mind but perceptions, and since all ideas
are deriv'd from something antecedently present to the mind; it follows, that
_tis impossible for us so much as to conceive or form an idea of any thing
specifically different from ideas and impressions. Let us fix our attention out
of ourselves as much as possible: Let us chace our imagination to the heavens,
or to the utmost limits of the universe; we never really advance a step beyond
ourselves, nor can conceive any kind of existence, but those perceptions, which
have appear'd in that narrow compass. This is the universe of the imagination,
nor have we any idea but what is there produc'd.
The
farthest we can go towards a conception of external objects, when suppos'd specifically
different from our perceptions, is to form a relative idea of them, without
pretending to comprehend the related objects. Generally speaking we do not
suppose them specifically different; but only attribute to them different
relations, connexions and durations. But of this more fully hereafter. (p.
67-68)
Philosophers
deny our resembling perceptions to be identically the same, and uninterrupted;
and yet have so great a propensity to believe them such, that they arbitrarily
invent a new set of perceptions, to which they attribute these qualities. I
say, a new set of perceptions: For we may well suppose in general, but _tis
impossible for us distinctly to conceive, objects to be in their nature any
thing but exactly the same with perceptions. What then can we look for from
this confusion of groundless and extraordinary opinions but error and
falsehood? And how can we justify to ourselves any belief we repose in them?
(p. 218)
It
requires some daring to take these passages as a model for sceptical realism.
Hume is far—about as far as can be—from saying that we actually
possess a going idea of the external world, which allows us to understand, by
some weak standard, what the externality is that we do not know about. Each of
the two passages gives the strongest contrary impression. The first
affirms idealism ('... we never really advance a step beyond ourselves'). The
second introduces the _supposes versus conceives' distinction
only while he simultaneously dismisses its effect out of hand. Its dismissal
justifies Hume in describing his Philosophers (the culture whose spokesman is
Locke) as actually inventing new perceptions, rather than inventing new things
different from perceptions. This is the very opposite of the view a Sceptical
Realist Hume should take. He should admit that a Lockean succeeds in
introducing a (relative) notion of an external object as something that has
various relations to our perceptions, and then go on to worry how much we know
about such objects. Hume does not do this: he simply dismisses the idea that we
have a set of determinate, intelligible, propositions about which, unfortunately,
we shall never know the truth. It is not that we understand something, but
cannot know whether it is true. It is that we give ourselves explanations which
seemed to introduce an intelligible concept, but in fact fail (the demands put
upon an external world independent of perception are simply inconsistent). We
are in the domain of a _confusion of groundless and extraordinary opinion'
where our only hope is to abandon reason altogether. So, even when it is used
the _specific versus relative' distinction is not used as Craig and
Strawson would have it used in the different area of causation, to which, as I
have said, Hume never applies it.
3. Another Distinction
Before proceeding it is
necessary to have in mind two things that might be asked of _thick' causation.
When we think of a causally connected pair of events, such as the impact of the
first billiard ball causing the motion of the second, we want there to be a
further fact than (mere) succession, or even mere regular succession of
these kinds of event. We want there to be a dependency or connexion, a fact
making it so that when the first happens the second must happen. Call this the
desire for a causal nexus. But now suppose we shift our gaze to the whole
ongoing course of nature. Again, we may want there to be a further fact than
mere regular succession. We feel that the ongoing pattern would be too much of
a coincidence unless there is something in virtue of which the world has had
and is going to go on having the order that it does. We want there to be some
secret spring or principle, some ultimate cause, Òon which the regular course
and succession of objects totally dependsÓ.[6]
This is whatever it is that ensures the continuation of the natural order, that
dispels the inductive vertigo which arises when we think how natural it might
be, how probable even, that the constrained and delicate pattern of events
might fall apart. Call the desire for this further fact the desire for a
straightjacket on the possible course of nature: something whose existence at
one time guarantees constancies at any later time.[7]
A
fact alleviating this vertigo has to be a very peculiar fact, for the following
reason. It has to be something whose own continued efficacy through time is
subject to no possibility of change or chance of failure. For otherwise the fact
that it keeps on as it does would itself be a case of coincidence or
fluke, another contingency crying out for explanation and engendering inductive
vertigo. Some think they can point us towards a fact with this potency. Some
draw comfort from God's sustaining will (as if anything understood on the
analogy of our own mental states could be timeproof!). David Armstrong believes
that a kind of necessary, timeless, gridlock of universals will do.[8]
Galen Strawson takes comfort in fundamental forces constitutive of
the nature of matter [9].
It
is easy to conflate the desire for a nexus, case by case, with the desire for a
straightjacket. But Hume (sometimes—but see below) is clear that they are
different. They are different because whatever the nexus between two events is
at one time, it is the kind of thing that can in principle change, so that at a
different time events of the same kind may bear a different connexion. Thus
suppose we grant ourselves the right to think in terms of a thick connexion
between one event and another: a power or force whereby an event of the first
kind brings about an event of the second. Nevertheless there is no
contradiction in supposing that the powers and forces with which events
are endowed at one time cease at another, nor in supposing that any secret
nature of bodies upon which those powers and forces depend itself changes,
bringing their change in its wake. Hume emphasizes this point in both the Enquiry
and the Treatise.[10]
It is his reason for denying that the problem of induction can be solved by
appeal to the powers and forces of bodies. But it is equally a reason for
separating the question of a nexus from that of a straightjacket. Nexuses by
themselves do not provide a straightjacket. The ongoing regularity and
constancy even of a thick nexus between one kind of event and another is just
as much a brute contingent regularity as the bare regular concatenation of
events.[11]
In each case we have something that can engender the inductive vertigo, or
whose continuation through time might be thought to demand some kind of
ÒgroundÓ or ultimate cause or straightjacket.
The
difference between a nexus, holding on some particular occasions, and a
straightjacket guaranteeing the continuation of a pattern of connexions is
easy to overlook. This is because of a lurking epistemological difficulty.
Suppose one thinks that a particular nexus can be known for what it is, for
instance by some observation whose content is more than the mere succession of
events. One might report this by claiming to have seen that the one event had
to happen, given the other. But if you see a _must' in one pair of events,
would you not thereby see that it will hold for every pair of some kind that
the original pair enables you to identify? How could you see it without seeing
something with general implications, and ones that are immune to temporal
change? In other words, you will take yourself to have seen a timeproof
connexion: one that straightjackets how things could ever fall out. To put it
the other way round, if things were not to fall out as expected, the original
claim to have seen that the one event had to follow the other is refuted. This
in turn makes it hard to see how a particular nexus could be an object of
observation. Observation extends only to limited periods of space and time: how
could we have within our view something that essentially casts its net
over the whole of space and time?
This
problem probably explains one puzzling feature of Hume's procedure. He
repeatedly affirms that someone who has a full apprehension of a thick causal
connexion would be in a position to make an a priori claim about the way
events will fall out and what kind of event will be caused by another. He
argues that because we cannot have this time-proof knowledge we do not apprehend
the causal connexion, for instance in the exercise of our own will.[12]
The argument seems initially to be, as Craig describes it, a muddle, since
there is no evident reason why someone apprehending a nexus on one occasion
should thereby know that the same nexus will obtain on another—the very
point Hume himself emphasizes when arguing that powers and forces will not
solve the problem of induction.[13]
I suspect that Hume sees that nothing would really count as apprehension of a
particular _must' unless it carried with it implications of uniformity for the
general case. It is to be(per impossibile) a particular apprehension,
but one with the consequences of apprehending a straightjacket. Someone apprehending
a straightjacket for what it is will as a consequence know its immunity to
time and chance: he will know the timeless must that it guarantees. He
will be apprehending the impossibility that events should ever transpire
otherwise. He has therefore a piece of knowledge that, although it took an
empirical starting point in the apprehension of an individual thick necessary
connexion, can be seen a priori to have implications for all other
places and times. And it is this that Hume treats as his target, even when the
issue ought to be the apparently lesser one of the particular nexus.[14]
There
may be some room for manoeuvre over the lesser claim to have apprehended a
particular, but not necessarily timeproof, thick connexion. One might try
allowing the particular apprehension not to carry any implications
for what might be present on other occasions.[15]
The difficulty will be that an apprehension of a mutable thick connexion does
not give us quite what we want from knowledge of causation. That knowledge has
to have a consequence: the subject possessing it must be prepared
to foretell the one kind of event on the appearance of the other. It is not at
all clear how apprehension of a particular relation obtaining at a
particular place and time could automatically carry any such consequence: one
might, as it were, say that this is how events are connected today, and
form no expectation, and not know what to expect to happen tomorrow.
Sceptical
realism might characterize Hume's position on either the nexus or the
straightjacket. But unless we understand the extraordinary demands on a
straightjacket we shall fail to see that realism concerning it is hardly
important compared to his scepticism. Thus when Strawson opposes the Regularity
Theory, with its ongoing flukes, by citing _fundamental forces' essentially
constitutive of _the nature of matter', and invokes these to soothe away
inductive vertigo, he is surely forgetting Hume's point.[16]
Even if forces are taken _to latch on to real, mind independent,
observable-regularity-transcendent facts about reality'[17]
they need something further in order to serve as a straightjacket. They
need necessary immunity to change; they need to be things for which
the inductive vertigo does not arise. Equally if the _nature of matter' is to
help, then the continuation of matter must not be just one more contingency,
whose falling out the same way instant after instant, time after time, is a
cosmic fluke. The force that through the green fuse drives the flower might
falter, and so might the fuse and the flower, but a straightjacket must not.
Its immunity to change must be necessary, for if it is contingent then either
it is a fluke that of any changes that might occur, none ever does, or else
this regularity is itself not brute but demands some further straightjacket in
the background, of which we have even less inkling. The point is that we will
not locate it by ordinary talk of _force' and its cognates. For even if Hume
can countenance understanding of a thick nexus the theoretical demands on a
straightjacket are a great deal more demanding. [18]
Hume's
main interest in causation is to destroy the idea that we could ever apprehend
a straightjacketing fact: we have no conception of it, nor any conception of
what it would be to have such a conception nor any conception of how we might
approach such a conception. In particular we must not think of the advance
of science as targeted on finding such a thing. The lesson drawn from Newton is
that just as Principia gives us the operation of gravitational
force, but does not Òtell us what it isÓ, so any conceivable advance in science
can only do more of the same. It can put events into wider and more interesting
and exception-free patterns, and that is all. _The most perfect philosophy of
the natural kind only staves off our ignorance a little longer.' [19]
Would it be easy for Hume to allow us a
_relative' idea of a straightjacketing fact—a _something we know not
what' that governs/brings about/explains the continuing order of
nature'? We understand this only insofar as we understand the relation
involved of governing or bringing about. But can we understand the relation?
Can Hume say the relation part of the relational idea is intelligible? The
question is whether we know what governing or bringing about would be when we
have no example, and indeed no conception of the kind of fact alleged to be
doing it. Hume, given his endorsement of Berkeley's theory of ideas, must
say that we cannot take relational ideas (governing, forcing, grounding,
issuing in, bringing about) out of the context within which they have intelligible
application, and apply them without blush in contexts in which they do not
[20].
We can only generate the general idea if we have particular examples.
Otherwise comprehension fails.
Nevertheless,
it will be said, even if this shows that we have no idea at all of what would
count either as a straightjacket, or as knowledge that some kind of fact
provides one, it seems plain that Hume allows that there is one, even while
insisting on scepticism about its nature. Sceptical Realists might be right
that he allows us a _relative' idea of such a fact, silently betraying the
Berkeleyan background. Even if this were technically correct—and we have
seen how far it stretches the texts—it would still misplace the stress;
this is why I originally described it as an error of taste rather than an
outright mistake. The point is that Hume is utterly contemptuous of any
kind of theorizing conducted in terms of such a thing. We are at the point
where anything we say _will be of little consequence to the world', or in
the world of _notion(s) so imperfect that no sceptic will think it worthwhile
to contend against (them)' [21],
[22].
His attitude must be the same as that he holds to an equally noumenal
substratum, supporting the qualities of matter:
But
these philosophers carry their fictions still farther in their sentiments
concerning occult qualities, and both suppose a substance supporting,
which they do not understand, and an accident supported, of which they have as
imperfect an idea. The whole system, therefore, is entirely
incomprehensible...(Treatise. p. 222)
He is here directly echoing
Berkeley:
...Lastly,
where there is not so much as the most inadequate or faint idea pretended to: I
will not indeed thence conclude against the reality of any notion or existence
of any thing: but my inference shall be, that you mean nothing at all:
that you imply words to no manner of purpose, without any design or
signification whatsoever. And I leave it to you to consider how mere jargon
should be treated. [23]
Craig, especially makes the
case that there is importance in the positive claim that
something-we-know-not-what exists, and the importance is sceptical: it
enables Hume to destroy any pretension to finding what we might antecedently
have hoped to understand about nature. I agree entirely that this critical aim
is essential to Hume, and at least as important as the theory of understanding
itself. But Hume enjoys this realignment without himself making any positive
claim about the existence of any mysterious, straighjacketing fact or
facts. The realignment of our self-image, our philosophy of what real discovery
and understanding might be, is independent of any such assertion. We do not
ourselves have to think the other side of the line to learn how tightly the
line defining the limit of all possible empirical enquiry is drawn. The point
is that our real engagement with the world, in our understanding and
our science, and our self-image or philosophical understanding of the
notions we actually use must sail on in complete indifference to any facts
transcending our ideas. _Relative' ideas of such facts play no role any more
than relative ideas of many things: Cartesian Egos (simple, indivisible
entities whose permanence ensures the identity of the self); the
substratum in which properties inhere; objective goods commanding the will
of all those who apprehend them and so on. Since the actual business of making
judgements about the identity of the self, or the possession of properties
by things, or what is good or bad, goes on in complete indifference to these
things, they play no role in our real understanding.[24]
They have no use at all: nothing will do just as well as something about which
nothing can be said.
4. The Nexus
Perhaps the same is not true
of individual thick connexions, that is, the particular causal nexus
obtaining between specific events at a time. Don't we give every employment
to such a notion? And if Sceptical Realists are right that Hume is not giving
us a positivist reduction, do they remain in possession of the field here at
least? I do not think so, for there is a third option: a truer description of
Hume on ordinary empirical causation would be that he is neither a Positivist
nor a Sceptical Realist, but rather a not-so-sceptical Anti-Realist.[25]
That is, he gives us a story explaining and even justifying our use of the
vocabulary of causation, while denying that we represent a real aspect of the
world to ourselves as we use it.
The
outline of Hume's positive theory of causation is well known. The mind's
perceptions, which form the material with which it must work, reveal only a
regular succession of events. However, upon experience of such a regular
succession the mind changes. It does not change by forming an impression or
idea of any external property invisible in one instance alone. It changes
functionally: it becomes organized so that the impression of the
antecedent event gives rise to the idea of the subsequent event. No new aspect
of the world is revealed by this change: it is strictly non-representative,
just like the onset of a passion, with which Hume frequently compares it.[26]
But once it takes place we think of the events as thickly connected; we become
confident of the association, we talk of causation, and of course we act and
plan in the light of that confidence.
There
are two separate components in this story: the contribution of the world to our
apprehension, and the functional change in the mind itself.[27]
These are the two aspects separated in the famous two _definitions' of
cause:
An
object, followed by another, and where all the objects similar to the first are
followed by objects similar to the second.
An
object followed by another, and whose appearance always conveys the thought to the
other.[28]
The first _philosophical
definition' describes the contribution of the world, insofar as we can
apprehend it, and the second _natural' definition describes the
non-representative, functional difference in the mind that apprehends the
regularity. The parallel with Hume's philosophy of ethics is so far complete:
again, there is a neutral starting point in the mind's apprehension of some
non-ethical facts, and then the onset of non-representative passions ready to
be voiced in our moralizing.
It
is only after this point that complexities start, but unfortunately Hume gives
less help with them than one would wish. The theory so far tells us of a
non-representative change, a change in the structure of our expectations,
that gets expression when we deem two events to be causally connected. But
it has not yet conjured up a full theory of the content of propositions about
cause. It does not tell us, for example, what we are bothered about when we
wonder if A caused B, what we are saying when we say that every event has a
cause, or whether we can sensibly talk of unknown causes. We need more detail
about the way in which cause becomes objectified so as to be spoken of as a
feature of the real world, if its origin is in a feature of our own minds. Hume
shows little interest in such questions, and indeed against the background of
the theory of ideas, he can only point in misleading directions. He says, for
example, that by a necessary connexion we _mean' a connexion in the mind,
leaving himself open to interpretation as a kind of Berkeleyan, taking the idea
of necessity to be a representation of some thick connexion we are aware of in
our own minds. He then has to spend Part 1 of Section VII of the Enquiry
averting this misunderstanding.[29]
In his theory of morality he similarly seems unclear whether he is saying that
virtue and vice are _nothing in the objects', but only sentiments in us, or
that they are the qualities of objects that tend to arouse those sentiments.[30]
What he lacks is a link between the real functional difference, and the
thick content we contrive to give causal judgements: the way we talk and think
in terms of a projected property of things.[31]
A telling point here is that in both the Treatise and the Enquiry
he produces the _two definitions' only at the end of the discussion, and in
each place he does so apologetically, in effect telling us that they are not to
be regarded as strict definitions. On the view I am recommending this is right:
they separate the two different aspects of the matter -- the
contribution of the world, and the change in us. But they do not give us a
lexicographer's analysis, and we should not expect one. There is no way of
moralizing without using a moral vocabulary, and no way of causalizing without
using the vocabulary of cause, efficacy, or power.
Notice,
however, how many cards Hume holds in his hands. The basic theory is flexible
enough to accommodate many points that are usually raised against him. Our
reactions to nature are subtle: not all regularities betoken cause, and
sometimes we attribute cause after miniscule experience of regularity.[32]
Well and good: the basic theory need put no limits on the input to our
causalizing, any more than his theory that in moralizing we voice a passion
puts a limit on the input to our moralizing. On the output side, the change in
the structure of our thought after we have deemed a sequence to be causal may
also be complex. Its heart is that we _make no longer any scruple of
foretelling' one event upon the appearance of another. But there may be other
changes. We may become willing, for example, to hold the sequence constant as
we think about what would have happened if something else had happened, or what
would happen if something else were to happen. Once we view a sequence as
causal, it is held fixed as we conduct counterfactual and conditional
deliberations. Well and good: the basic theory puts no limits on such
consequences either. The theory also happily predicts the _intuitions'
that lead people to detest the Positivistic _regularity' theory of the content
of our causal sayings. Someone talking of cause is voicing a distinct mental
set: he is by no means in the same state as someone merely describing regular
sequences, any more than someone who appreciates some natural feature as good
is in the same state of mind as someone who merely appreciates the feature. The
difference in this case is in the sentiment or passion that the feature
arouses, and in the causal case in the fixity that the sequence of events takes
in our thinking. Finally, the contradiction I identified at the beginning of
this paper is sidestepped by distinguishing a representative
idea of a connexion, which we do not have, from a capacity to make
legitimate use of term whose function is given non-representatively, which we
can have.
There
are, I believe, only two ways in which this kind of theory could be opposed.
One is to deny that a Humean could forge the missing links, between the
functional difference we are expressing, and the surface content of our causal
judgements. The other is to deny that we have here a distinctive position, by
assailing the limits on _representation' under which Hume operates. The first
attack presses the point that Hume needs to tell us what happens not just when
we think that A causes B, but also when we think that there exist unknown
causal connexions, that regardless of whether we had ever existed there would
still have been causal connexions and so on. We think in terms of causation as
an element of the external world, and there remains a real question of how much
of this thought Hume can explain, and how much he has to regret. However, his
prospects for deflecting this first criticism must be quite bright. For as we
have seen Hume is working with exactly the same ingredients in the case of
ethics. Here too there is the task of explaining the apparently objective
content of moral judgements given their source in the passions, but here it is
much harder to believe that the problem is insoluble, and Hume certainly did not
believe it to be so.
The
second attack need not deny Hume his ingredients. It simply claims that we can
cook with them in a different way, awarding ourselves the right to a genuinely
representative concept of causation. For when should we say that we have a
representative idea of a property or relation? One answer would be: when
we can picture it holding, or exhibit to ourselves in imagination a scene in
which the property or relation is visibly instanced. This is a natural
empiricist answer, and the one that leaves Hume poised to argue that we have no
representative idea of thick causal connexions. For a view (or succession
of other experiences: sounds, felt pressures, and so on) in which there is
given a certain succession of events, and in which one event causes another,
need be no different from a view in which it does not, but in which the same
succession happens anyhow. This is why we have to interpret sequences as
causal, and however automatic this act is, it is still one that needs to be
performed. But empiricism nowadays sounds like prejudice: why should we not
have a theoretical concept of a thick causal connexion, allowing both
that there is a step from the raw appearance of a scene to the belief that it
instances such and such connexions, but also insisting that we know what
it is for such connexions to exist? We have a theoretical idea of them, and the
idea represents the way the world is when they are present.
The real problem with this is that it
only works if we also understand the relation between the thick connexions and
the ongoing pattern of events. Thick connexions make events happen; they
guarantee outcomes, they issue in patterns of events, and so on. But these are
terms of dependency or causation, so we understand the theory only if we
understand them. And this understanding in turn is queried by the problems
described in above: any Realist theory needs to tell us how the _musts' present
on one occasion throw their writ over others. Otherwise it fails to give us
what we want from a causal understanding of the world. For all the story goes,
someone might be a virtuoso at detecting particular thick connexions, yet have
no idea what to expect or how to conduct counterfactual and conditional
reasoning.
The
net result is that any such realist theory looks extravagant. It asks from us
more than we need. To see this, imagine a character we might call the Bare
Humean. The Bare Humean misses out this capacity for apprehension or
theory, so does indeed lack the representative idea of thick connexions that
these are supposed to give us. But she goes through the functional change which
Hume describes, and conducts her expectations and actions accordingly. She can
be an enthusiastic natural scientist, finding concealed features and
concealed patterns in nature to aid prediction. She can understand that finding
ever more simplicity and ever more general patterns may be _set us as a
task', so that there will always be more to know about nature. She will need a
vocabulary to express her confidences and her doubts, and to communicate
them to others; she will be a virtuoso at the salient features that are usable
day by day to control her world. What else does she need? Are we sure she is
missing anything at all—isn't she a bit like you and me?
Notes to Hume and Thick Connexions (5)
[1]. I have in mind
Edward Craig, The Mind of God and the Works of Man (Oxford,
Clarendon Press, 1987), Galen Strawson The Secret Connexion (Oxford,
Clarendon Press, 1989) and John Wright, The Sceptical Realism of David Hume (Manchester,
Manchester University Press, 1983).
[2]. Enquiry
Concerning Human Understanding, ed. Selby Bigge, Section VII pt II, p. 76
[3]. Treatise of
Human Nature, ed. Selby Bigge (Oxford, Oxford University Press,
1888) p. 77.
[4]. Edward Craig,
ibid. p. 124. Galen Strawson, ibid. Ch. 12.
[5]. It is
particularly odd that Strawson relies upon them, since he conceives of the
Enquiry as embodying Hume's official theory of causation.
[6]. Enquiry, p. 55.
[7]. At least. It
may be that its existence at one time should entail its existence at any
previous time as well. But one way of gesturing at what is wanted is to imagine
God creating it by some kind of fiat or act of law-giving, whose writ would run
only into the future.
[8]. What is a
Law of Nature, (Cambridge, Cambridge University Press, 1983) p. 88
ff.
[9]. E.g., p.
91, pp. 254—255.
[10]. Treatise, pp.
90—91; Enquiry p. 37
[11]. One might seek
to avoid this by the verbal manoeuvre of identifying kinds of events by their
causal powers, in which case it will follow that events of the same kind will
bear the same causal connexions. But as Hume in effect points out, inductive
vertigo then transfers itself to the contingent question of whether future events with the same
sensory appearance will turn out to be of the same kind.
[12]. Enquiry, Section 7,
passim.
[13]. Treatise, p. 91, Craig,
p. 97
[14]. On these
issues, see also Peter Milligan, 'Natural Necessity and Induction', Philosophy
61,
1986.
[15]. Anscombe,
G.E.M. 'Causality and Determination', in Metaphysics and the Philosophy of
Mind (Oxford, Blackwell, 1981).
[16]. p. 91.
[17]. Ibid
[18]. Strawson is
probably betrayed into this conflation by using the one term 'Causation' (with
a capital 'C') equally for a thick nexus and a thick straightjacket.
[19]. Enquiry, p.31. This is
famously the point where Newton said 'hypotheses non fingo', and the point that
left contemporary scientists such as Huygens and Leibniz, who had wanted to
know what gravity was, and not merely how bodies moved under its influence,
feeling badly let down. Newton was quite within his rights to want more
scientific understanding of gravitational attraction, and Hume does not
oppose the goal. But if Newton and his contemporaries wanted a different thing
-- an understanding of the impossibility that events should ever fall out
otherwise -- then Hume stands in his way. Hume does not magnify the difference
between himself and Newton, but if Newton was aiming at this superlative piece
of understanding, and thought that the methods of natural science might give it,
then Hume is clearly opposed. He was the first to see that what Newton did was
the only kind of thing that could ever be done.
[20]. Berkeley's
rigour on this is apparent in his constant polemic against 'abstraction', and
in such matters as his embargo on taking causal relations away from the domain
of the will, given that it is this which is the basis of our understanding of
them. More directly relevant is his insistence that if you try to introduce a
"relative notion" of matter as whatever-it-is-which supports various
properties, you mean nothing. As well as the passage quoted in the text, see Principles
of Human Knowledge, Pt. 1, Section 80.
[21]. Enquiry, p. 155.
[22]. Treatise, p. 168. 'I am
indeed, ready to allow, that there may be several qualities both in material
and immaterial objects, with which we are utterly unacquainted; and if we
please to call these power or efficacy, 'twill be of little consequence to the
world'.
[23]. Berkeley, Three
Dialogues between Hylas and Philonous, Dialogue 2, Para 121.
[24]. Strawson is at
pains to show that not all Hume's reference to straightjacketing facts are
ironic, but I do not think he shows that they are not contemptuous.
[25]. Or,
quasi-realist, in the sense of these essays.
[26]. Norman Kemp
Smith, The Philosophy of David Hume, (London, MacMillan,
19242), Chapters I and II. These present convincing evidence that this
comparison was the prime mover of Hume's theory of causation. It opened up the
'New Scene of Thought' of which he speaks in the 1734 letter to (probably) George
Cheyne.
[27]. As clear a
statement as any is Hume's recapitulation, Enquiry p.78 - 79.
[28]. Enquiry pp. 76 - 7.
[29]. An interesting
scholarly question, to which I do not know the answer, is why he took such
elaborate care in the Enquiry, Section VII, to distinguish his theory from
Berkeley's, when the Treatise contains no corresponding passages. It is one
of the very few cases where the Enquiry is fuller than the Treatise.
Did
some review or correspondence make the need evident to him?
[30]. His lists of
virtues (e.g. Enquiry Concerning the Principles of Morals, Appendix I,
p. 258) specify the properties of people such as benevolence, serenity, and so
on that make us love them; his official position (e.g. Treatise, p. 471, p.
614) identifies the virtue with the sentiment itself.
[31]. Hume is quite
prepared to allow that our common notion of cause contains defective elements -
see the footnote on p. 77 of the Enquiry. But overall he is
perfectly friendly to the way we think.
[32]. Hume discusses
these complexities in Treatise I, iii, xv: 'Rules by Which to Judge of
Causes and Effects'.