This
review was commissioned originally by the Financial Times.
But they did not like it, and it was not published in this form. However a
version more suitable for the general reader (and perhaps slightly less
irritated in tone) was published eventually, and I have added this for
comparison, at the end. Only connoisseurs of rhetoric need bother reading both
versions. For more reservations about ParfitÕs treatment of expressivism,
see my paper ÔAll Souls NightÕ on this website under recent papers.
Derek
Parfit On What Matters, Vols I & II. Oxford, Oxford
University Press, 1,440 pages, £30.00.
Together
weighing two kilos or just under five pounds, these two colossal volumes represent
many years of work by one of the most influential moral philosophers of our
time. They have been long in the making, and the subject of much
pre-publication discussion on the web and elsewhere. Indeed, the first volume
starts with an extensive introduction by one colleague, while the second volume
includes four quite lengthy essays by commentators on other parts of the work,
as well as replies by Parfit to those commentaries. And in the acknowledgements
Parfit lists, by my count, some 260 other philosophers whom he claims to have
helped him. Oxford University Press is especially to be congratulated for being
able to price the result at just over 2p a page, an astonishing figure when the
norm for academic books is probably nearer 20p a page. Other Oxford authors
must hope that no element of cross-subsidy has taken place.
So is this, as Peter Singer hailed in the
TLS, the most significant contribution to moral philosophy since 1874, when
Henry Sidgwick sculpted his own great tombstone, The Methods of Ethics? Or is it a long
voyage down a stagnant backwater? Like most work on moral philosophy, it is
divided between two distinct areas. There are theories within ethics, telling
us what our values should be, or what are the contours of our rights and duties.
This is known as first-order moral philosophy. Then there are second-order
theories, telling us something about the status of first-order pronouncements.
In this area, often called metaethics, notions such
as objectivity, knowledge, truth, proof, and reason are used to debate the
nature of first-order claims. If I pronounce, for example, that vanity is a
sin, could my remark count as objective and perhaps true, or even known to be
true, by the light of reason? This is ParfitÕs view, rationalism. Or am I more
in the business of expressing an attitude, or encouraging a sentiment of
disapprobation of vanity, voicing a stance rather than describing a fact?
This alternative, (ÔHumeanismÕ)
is the view held by philosophers from Augustine (Ôin the pull of the will and
of love appears the worth of everything to be sought or avoided, to be thought
of greater or less valueÕ) to Hume, Adam Smith, and Wittgenstein. It is also
the view implicit in all the fascinating work on actual decision-making that
has exploded in recent years, with writers such as Antonio Damasio,
Jonathan Haidt, Jesse Prinz, Joshua Green, Pat Churchland, and others showing, in illuminating detail, how
we actually work. But Parfit wishes to uproot and stamp out Humeanism.
ÔWe are the animals that can both
understand and respond to reasonsÕ, he says the first sentence of the book,
launching his attempt to demonstrate that Humeans
cannot do justice to this fact. The stick he uses to beat what he
condescendingly calls Ôthese peopleÕ is that reasons are Ôobject-givenÕ, that
is, they exist in virtue of the properties of the things said to give reasons.
So far so good: that there is a bull in a field might be a nice solid fact, and
one that gives some of us a reason to stick close to the perimeter. But now,
the argument continues, the reason, being object-given, would exist whether we
are aware of it or not, or whether we respond to it or not. This contrasts with
what he thinks is said by Ôsubject-givenÕ views in which reasons exist only in
the light of our desires. And as the work unfolds the objectivity and
independence of reasons from mere human desires and preferences are ever more
firmly asserted, with Humeans and others banished
from any kind of commerce with these Ôobject-givenÕ reasons, ParfitÕs own private
hunting preserve. Thus after four hundred pages, Parfit roundly forbids Humeans even from saying that when we are forming desires
or plans, our standpoint would be improved if we knew more of the relevant
facts about the environment, such as itÕs not being a bull but a cow. Silly old Hume.
In fact, Humeans
must say that there are no reasons for anything—nothing matters. They are
rank nihilists! Nicely illustrating how to combine poverty of imagination with
vulgarity of tone, one of the commentators included here, Allen Wood, describes
them as Ôeither radically defective specimens of humanity who are incapable of
feeling respect for anyone or anything, or else every time they do feel it they
commit themselves to contradicting their own metaethical
theoriesÕ. Golly.
Vice
Chancellors bent on finding excuses to close philosophy departments must be
rubbing their hands if not one of ParfitÕs 260 helpers smelled a rat in all
this. Philosophers do say funny things, but none that I can call to mind has
ever denied that we respond to facts about objects, such as the bull in the
field, when we decide what to do. Nor have they doubted that if we get those
facts wrong, our decisions and desires are likely to be worse. What Humeans have said is that to take the bullÕs presence as a
reason for sticking to the edge of the field is indeed to go beyond merely
perceiving it, that it will require a particular profile of concerns, fears,
and desires, and that this profile is not simply given by anything like our
capacity for such things as mathematics and logic. This is the point of HumeÕs
famously provocative remark that reason is and ought only to be the slave of
the passions. What has gone wrong is that ParfitÕs strategy of erecting a
binary opposition between Ôobject-givenÕ and Ôsubject-givenÕ theories is
completely ludicrous. Any sensible theorist has both elements, working in
harmony. So the Titanic hits its iceberg before leaving port, although, if one
may abuse the metaphor, it hits plenty more before the end of the voyage.
All that Hume holds is that our passions
are part of whatever mental state is revealed by our taking something as
mattering to us. Far from implying that there are no reasons for anything or
that nothing matters this is the only plausible account of why we think that
there are reasons for things, and find that things do matter. Hume never bars himself from using the
word ÔreasonableÕ as a term of praise, and indeed peppers all his works with
it, talking happily of reasonable precautions, demands, policies, traits and
feelings.
ItÕs not as if Parfit has an alternative
account that is much help. In his view reasons play roughly the role of PlatoÕs
Form of the Good, and are in many ways just as elusive. Reasons are not part of
the natural, causally interlocking world. We do not perceive them or respond to
them in anything like the way we gain sensory information about our physical
environment. Parfit compares our knowledge of them to our knowledge of
mathematics, forgetting FregeÕs insight that numerals
start life as adjectives describing the empirical magnitudes of collections,
and forgetting as well that it is quite easy to describe why we might be
interested in those magnitudes. But in ParfitÕs account, reasons are kept
within a tight circle of evaluative terms (good, right, obligation), linked up
in eternal verities whose intelligible connection with anything outside the
circle, such as actual human decision-making, has to be left utterly
mysterious. Parfit frequently presents himself as having an ÔaccountÕ of
ethical truth, but since the account simply consists of restating value
judgments in terms drawn from the tight little circle, it is not an account,
and it is not unavailable to Humeans.
When
he turns from this shipwreck to first-order ethics, ParfitÕs aim is to find a reconciliation between two philosophies that are often
opposed: utilitarianism and Kantianism. This has also been the aim of many
other philosophers, notably J. S. Mill, and R. M. Hare. From the Kantian tradition Parfit draws
the idea of principles that could be universally willed. From distinguished
modern followers of Kant, such as Rawls, and especially Thomas Scanlon, he
draws the idea of principles that nobody could reasonably reject. Such abstract
formulae need a great deal of filling out, so from the utilitarian tradition he
draws the idea of principle whose universal acceptance would make things go
best. Putting all these together we get that Ôan act is wrong just when such
acts are disallowed by some principle that is optimific,
uniquely universally willable, and not reasonably rejectableÕ.
There are scholarly questions, some of which are pursued by the four
commentators, of the extent to which this formula is a true offspring of either
Kant or utilitarians, such as Mill. But the fidelity to both traditions, or to
previous reconciling attempts, is not ParfitÕs prime interest. Instead, with
relentless, indeed obsessive, concentration he steers his principle through
such urgent questions as whether we ought to send a lifeboat that can only make
one trip to a rock where it can pick up five people rather than to a rock where
there is only one, or whether a fat man might reasonably object to being pushed
off a bridge to stop a trolley hurtling towards five others.
The
image, then, is of a unique principle from which we can deduce which actions
are wrong, thereby revealing the one true morality. A strange aspect of this
approach is that it is entirely modeled on the judicial problem of coming to a
verdict: was this something that it was permissible to do? But legal verdicts
matter: they have consequences attached to them. Yet Parfit has no explanation
why the moral verdict, and the scholastic apparatus necessary
to deduce it, similarly matter to anyone. Suppose someone says, ÔOK, I did wrong. So what?Õ Set all the
forces that move people to zero, and people do not move. Moral emotions, such
as pride, guilt and shame must be recruited to add some motivational pushes,
but then we are back in the world of Hume and Smith, and the rationalism
supposed to get us there has been nothing but a mirage, a fifth wheel.
The
classical traditions in moral philosophy, and the great philosophers who
followed it, see the subject very differently. In the Aristotelian and
Ciceronian view, what matters is the character of the agent, and the virtues
that make it up. Yet ÔcharacterÕ is a word that does not appear in the index to
either of these volumes, presumably because it has no more to do with the
rationalist aim of proving theorems about eternal reasons than do emotion or
desire. Indeed, it is contestable whether a good character should need to make
room for much of a notion of a ÔprincipleÕ at all, let alone a deduction of
judicial verdicts from such things. A well-tuned sense of shame or necessity, and
with it a well-tuned sensitivity to the needs of others, go a long way before
any principles loom into view. A sense of what will do and what will not,
exercised on individual real, messy, human cases, and refined through
education, experience, imagination, and sympathy, might never result in any
urge to write everything down into a complete code. Any principles that might
in some way summarize or assist the work of practical reasoning are likely to
be provisional, liable to exceptions and qualifications without end, and to
require interpretation and tact in their application.
Parfit
is of a different temperament. ÔIt would be a tragedyÕ he tells us on page 2,
Ôif there is no single true moralityÕ. Well, outside the charmed walls of All
Souls College, there actually are tragedies. Often the messy pluralities of
conflicting moral demands—one might have said, the conflicting demands on
human life itself—are part of the cause. Inside the charmed walls I fear
that the tragedy is more like that of Ajax slaying sheep, or perhaps it is the
comedy of Don Quixote tilting at windmills.
The
version actually published was this:
Derek
Parfit On What Matters, Vols I & II. Oxford, Oxford
University Press, 1,440 pages, £30.00.
Together
weighing two kilos, or just under five pounds, these two colossal volumes
represent many years of work by one of the most influential moral philosophers
of our time. They have been long in the making: it is over twenty five years
since Parfit impressed the world with Reasons
and Persons, a work that made his reputation, and firmly ensconced him
behind the walls of All Souls. The intervening years have seen very little
more. But Parfit has not entirely secluded himself: in the acknowledgements he
lists, by my count, some 260 other philosophers whom he claims to have helped
him. Oxford University Press is especially to be congratulated for being able
to price the result at just over 2p a page, an astonishing figure when the norm
for academic books is probably nearer 20p a page.
Like most work on moral philosophy, ParfitÕs
book it is divided between two distinct areas. There are theories within ethics,
telling us what our values should be, or what are the contours of our rights
and duties. These are theories in what is known as first-order moral
philosophy. Its aim has often been to reduce the teeming plurality of rights
and duties, obligations and benefits to some kind of order. At the limit there
might be either a small number of principles, or even one unique principle,
from which everything else could be derived. Hence we find suggestions such as
the Golden Rule, John Stuart MillÕs principle of Maximizing Utility, or KantÕs
Categorical Imperative. But we also find writers like Isaiah Berlin, or Bernard
Williams, who mistrust all this tidiness, and insist instead on the irreducible
plurality of virtues, or the inevitability of insoluble dilemmas as different
obligations conflict and jar against each other. Classical tragedy is
especially concerned with such conflicts and their insoluble nature.
The other branch of the subject consists
of second-order theories, telling us something about the status of first-order
pronouncements. In this area, often called meta-ethics, notions such as
objectivity, knowledge, truth, proof, and reason are used to debate the nature
of first-order claims. If I pronounce, for example, that vanity is a sin, could
my remark count as objective and perhaps true, or even known to be true, by the
light of reason? This is ParfitÕs view, rationalism. Or am I more in the
business of expressing an attitude, or encouraging a sentiment of
disapprobation of vanity, voicing a stance rather than describing a fact?
This is the view held by philosophers
from Augustine (Ôin the pull of the will and of love appears the worth of
everything to be sought or avoided, to be thought of greater or less valueÕ) to
Hobbes, Hume, and Adam Smith. It is also the view implicit in a huge amount of
fascinating work on actual decision-making that draws on cognitive science,
neurophysiology, evolutionary psychology and other disciplines. This has
exploded in recent years, with writers such as Antonio Damasio,
Jonathan Haidt, Jesse Prinz, Joshua Green, Pat Churchland, and others showing, in illuminating detail, how
we actually work.
The battle between rationalism and its
more emotional competitor may sound to be only of academic interest. But it
spills into the real world. Rationalism more readily consorts with absolutism,
with untroubled conviction that our own moral views are uniquely correct, so that
other cultures that do not share them are defective, sunk in unreason,
irrational, and perhaps after all best governed by us. It is the view of a
mandarin class, and in international politics, a colonial or imperial view. Its
particular horror is the ÔrelativismÕ that it associates with the alternative:
the idea that our morality is just the haphazard creature of our particular
culture, upbringing, emotional makeup, or prejudice.
Out in the world of politics, perhaps the
most dangerous people of all are those self-righteously confident that reason
alone determines their courses, but whose actual motivations are made up from
the turbulent stew of their own emotional natures. Tyrants and democratic politicians
alike claim the mantle of reason, when in actuality ambition, narcissism,
vanity and lack of imagination propel their courses. One can think of cases in
recent British history.
Parfit is an unashamed rationalist. ÔWe
are the animals that can both understand and respond to reasonsÕ, he says the first
sentence of the book, launching his attempt to demonstrate that those who side
with Hobbes or Hume cannot do justice to this fact. The stick he uses to beat
what he condescendingly calls Ôthese peopleÕ is that reasons are
Ôobject-givenÕ, that is, they exist in virtue of the properties of the things
said to give reasons. So far so good: that there is a bull in a field might be
a nice solid fact, and one that gives some of us a reason to detour around it.
But now, the argument continues, the reason, being object-given, would exist
whether we are aware of it or not, or whether we respond to it or not. Parfit
contrast this with Ôsubject-givenÕ views in which reasons exist only in the
light of our desires, as Augustine said. As the work unfolds the objectivity
and independence of reasons from mere human desires and preferences are ever
more firmly asserted, with Hume and others banished from any kind of commerce
with these Ôobject-givenÕ reasons, ParfitÕs own private hunting preserve.
ItÕs
a very idiosyncratic way of drawing the battle lines, so much so that Vice-Chancellors
bent on finding excuses to close philosophy departments must be rubbing their
hands if not one of ParfitÕs 260 helpers smelled a rat in it. Philosophers do
say funny things, but none that I can call to mind has ever denied that we
respond to facts about objects, such as the bull in the field, when we decide
what to do. Nor have they doubted that if we get those facts wrong, our
decisions and desires are likely to be worse. If it wasnÕt a bull but a cow,
the arduous detour was unnecessary. What Hume and others have said is that to
take the bullÕs presence as a reason for going around the field is indeed to go
beyond merely perceiving it, that doing so will depend upon some profile of
fear and desire, and that this profile is not simply given by anything like our
capacity for such things as mathematics and logic. This is the point of HumeÕs
famously provocative remark that reason is and ought only to be the slave of the
passions.
Parfit
does notice that Hume happily uses the word ÔreasonableÕ as a term of praise,
and indeed peppers all his works with it, talking happily of reasonable
precautions, demands, policies, traits and feelings. He uncharitably supposes
that Hume constantly forgot his own theory. But there is no forgetfulness and
no inconsistency. The section of his Treatise
in which the remark comes is called ÔOf the Influencing Motives of the WillÕ. It
is about the explanation of choice and action, not about praise or blame. When
he turns to those Hume can indeed happily go on to commend all kinds of things
as reasonable or to criticize them as unreasonable. A person who fills with
rage when overtaken on the motorway is unreasonable. But it is his passions and
temperament that are at fault, not his awareness of the road nor
his capacity for logic.
When
he turns from this disastrous engagement with the Humean
tradition to first-order ethics, Parfit is on less shaky ground. His aim is to
find a reconciliation between two philosophies that are often opposed: one that
talks of costs and benefits, utilitarianism, and one that talks of rigid duties
and principles, Kantianism. Such reconciliation has also been the aim of many
other philosophers, notably John Stuart Mill, and R. M. Hare. From the Kantian tradition Parfit draws
the idea of principles that could be universally willed. From distinguished
modern followers of Kant, such as Rawls, and especially Thomas Scanlon, he
draws the idea of principles that nobody could reasonably reject. As Hegel
noticed shortly after Kant wrote, such abstract formulae need a great deal of
filling out, so from the utilitarian tradition Parfit draws the idea of
principle whose universal acceptance would make things go best. Putting all
these together we get that Ôan act is wrong just when such acts are disallowed
by some principle that is optimific, uniquely
universally willable, and not reasonably rejectableÕ.
The
image, then, is of a unique principle from which we can deduce which actions
are wrong, thereby revealing the one true morality. Parfit is assiduous,
obsessive even, in pitting his principle against an exhausting variety of
thought experiments designed to test which answer it is right to give in
various circumstances. Yet a strange aspect of this approach is that it is
entirely modeled on the judicial problem of coming to a verdict: was this
something that it was permissible to do? But legal verdicts matter: they have
consequences attached to them. Yet these volumes offer no explanation why the
moral verdict, and the scholastic apparatus necessary to
deduce it, similarly matter to anyone. Suppose someone says, ÔOK, you can deduce from your principle
that I did wrong. So what?Õ Moral emotions, such as a sense of honour, self-respect, pride, guilt, or shame must be
recruited to add some motivational pushes, but then we are back in the world of
Hume and Smith, and the rationalism supposed to go beyond them has been nothing
but a mirage, a fifth wheel.
The
classical traditions in moral philosophy, and the great philosophers who
followed it, see the subject very differently. In the Aristotelian and
Ciceronian view, what matters is the character of the agent, and the virtues
that make it up. Yet ÔcharacterÕ is a word that does not appear in the index to
either of these volumes, presumably because it has no more to do with the
rationalist aim of proving theorems about eternal reasons than do emotion or
desire.
It
is actually contestable to what extent a virtuous character will be structured by
hard-and-fast principles. A well-tuned sense of shame or necessity, and with it
a well-tuned sensitivity to the needs of others, go a long way before any such principles
loom into view. A sense of what will do and what will not, exercised on individual
real, messy, human cases, and refined through education, experience,
imagination, and sympathy, might never result in any urge to codify everything.
Any principles that might in some way summarize or assist the work of practical
reasoning are likely to be provisional, liable to exceptions and qualifications
without end, and to require interpretation, judgment and tact in their
application.
Parfit
is of a different temperament. ÔIt would be a tragedyÕ he tells us on page 2,
Ôif there is no single true moralityÕ. Well, as tragedies go, this one seems
quite supportable. Often the messy pluralities of conflicting moral
demands—one might have said, the conflicting demands on human life
itself—are part of the cause. But none of that implies that Ôanything
goesÕ. Human life imposes demands on all of us. When people fall short, it may
be our contingent, culturally formed natures that make us feel aversion to them,
but the aversion is real enough. And we endlessly discuss and modify and
rearrange the pieces on the moral board: in our own time attitudes to
homosexuality, equality, race, gender, and childhood have all changed for the
better. Others, such as our attitudes to greed and wealth may have gone into a
trough, but perhaps there are welcome signs of recovery.